Formal Education:
- Certified Private Wealth Advisor® (CPWA®) designation, Investment Management Consultants Association® offered in conjunction with the University of Chicago Booth School of Business
- Xavier University, Executive Certificate in Financial Planning
- Xavier University, B.A.
- Cazenovia College, A.A.S.
Prior Registration & Licensing:
- Series 7: General Securities Representative Examination
- Series 63: Uniform Securities Agent State Law Examination
- Series 9 & 10: General Securities Sales Supervisor
- Series 66: Uniform Combined State Law Examination
Business Background Previous Five Years: (Over 18+ years of experience)
- Richwood Investment Advisors, LLC:
- President/CIO, Chief Compliance Officer, 03/2010 - Present
- Investment Adviser Representative, 04/2010 - Present
Professional Involvement:
- Serve as an Independent Arbitrator, FINRA (Financial Industry Regulatory Authority)
- Member, IMCA (Investment Management Consultants Association)
- Member, National Financial Planning Association
Current Community Involvement:
- Trustee, Stepping Stones, Inc., May 2015 – Present
- Trustee, Cincinnati Fire Foundation, April 2015 – Present
- Committee Member, IMCA® Wealth Management Committee, July 2015 - Present
- Member, Rotary Club of Cincinnati, 2005 – Present
Prior Community Involvement:
- President, Rotary Foundation of Cincinnati
- Director, Rotary Club of Cincinnati
- Trustee & Vice President, Rotary Foundation of Cincinnati
- Trustee, Cincinnati Fire Foundation
- Member, Box 13 Associates
- Event Chair, Believe 2 Achieve June 2012 & 2014
- Trustee, Milestones, Inc.
- Trustee, Cincinnati Shakespeare Company
- Trustee, Friends of The School for Creative and Performing Arts
- Parent Committee Member, Children’s Hospital, ER Department
- Committee Member, University of Cincinnati, Economic Center
- Event Chair, Youth Incorporated
- Event Chair, Inner City Youth Opportunities
- Member, Cincinnati Opera, Young Professionals Organization
- Participant, Business On Board Program, Fine Arts Fund