Broker Check
Debora Caley, CPWA®

Debora Caley, CPWA®

President and CIO

Formal Education:

  • Certified Private Wealth Advisor® (CPWA®) designation, Investment Management Consultants Association® offered in conjunction with the University of Chicago Booth School of Business
  • Xavier University, Executive Certificate in Financial Planning
  • Xavier University, Bachelors Degree
  • Cazenovia College, A.A.S.

Prior Registration & Licensing:

  • Series 7: General Securities Representative Examination
  • Series 63: Uniform Securities Agent State Law Examination
  • Series 9 & 10: General Securities Sales Supervisor
  • Series 66: Uniform Combined State Law Examination

Business Background Previous Five Years: (Over 18+ years of experience)

  • Richwood Investment Advisors, LLC:
    • President/CIO, Chief Compliance Officer, 03/2010 - Present
    • Investment Adviser Representative, 04/2010 - Present

Professional Involvement:

  • Served as an Independent Arbitrator, FINRA (Financial Industry Regulatory Authority)
  • Member, IMCA (Investment Management Consultants Association)
  • Former Member, National Financial Planning Association

Current Community Involvement:

  • Trustee, Cincinnati Fire Foundation, April 2015 – Present
  • Member, Rotary Club of Cincinnati, 2005 – Present

Prior Community Involvement:

  • Trustee, Stepping Stones, Inc., May 2015 – April 2024
  • Committee Member, IMCA® Wealth Management Committee, July 2015 - February 2021
  • President, Rotary Foundation of Cincinnati
  • Director, Rotary Club of Cincinnati
  • Trustee & Vice President, Rotary Foundation of Cincinnati
  • Trustee, Cincinnati Fire Foundation
  • Member, Box 13 Associates
  • Event Chair, Believe 2 Achieve June 2012 & 2014
  • Trustee, Milestones, Inc.
  • Trustee, Cincinnati Shakespeare Company
  • Trustee, Friends of The School for Creative and Performing Arts
  • Parent Committee Member, Children’s Hospital, ER Department
  • Committee Member, University of Cincinnati, Economic Center
  • Event Chair, Youth Incorporated
  • Event Chair, Inner City Youth Opportunities
  • Member, Cincinnati Opera, Young Professionals Organization
  • Participant, Business On Board Program, Fine Arts Fund